Securities_law Securities_law

Securities law - Definition and Overview

There are seven federal statutes that regulate federal securities transactions:

  1. Securities Act of 1933
  2. Securities Exchange Act of 1934
  3. Public Utility Holding Company Act of 1935
  4. Trust Indenture Act of 1939
  5. Investment Company Act of 1940
  6. Investment Advisers Act of 1940
  7. Securities Investor Protection Act of 1970

Example Usage of Securities

SBroker: FSL Trust: Downgrade to HOLD, target $0.53 - OCBC Securities
SBroker: Shipping and Shipping Trust Sector and FSL Trust: Struggling to stay afloat - OCBC Securities
carpalcure: Federal Court Dismisses Securities Class Action Lawsuit Against neurometrix, Inc. http://bit.ly/8MNqyP
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